Richard Michael David Golding

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • EMFI Capital Limited (no longer approved here)

    FRN 822389

    • SMF3 Executive Director (9 Dec 2019 to 30 Jun 2020)
    • [FCA CF] Client dealing (9 Dec 2019 to 30 Jun 2020)
    • CF30 Customer (1 Feb 2019 to 8 Dec 2019)
    • CF1 Director (1 Feb 2019 to 8 Dec 2019)
  • National Australia Bank Limited (no longer approved here)

    FRN 141309

    • CF30 Customer (1 Nov 2007 to 27 Feb 2015)
    • CF29 Significant management (1 Nov 2007 to 27 Feb 2015)
    • CF16 Significant Mgt (Desgntd Investment Business) (20 Dec 2004 to 31 Oct 2007)
    • CF26 Customer Trading (1 Dec 2001 to 31 Oct 2007)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.