Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF1 Director (AR) (2 Jan 2020 to 2 Dec 2021)
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- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 19 Jul 2024)
- CF1 Director (AR) (8 May 2013 to 1 Mar 2024)
- CF30 Customer (28 Nov 2012 to 19 Jul 2024)
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- Employed By (21 Dec 2018 to 19 Jul 2024)
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- Employed By (3 Jan 2018 to 19 Jul 2024)
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- Employed By (11 Sep 2015 to 19 Jul 2024)
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- CF1 Director (AR) (11 Sep 2015 to 1 Mar 2024)
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- (3)Employed By (24 Apr 2013 to 19 Jul 2024)
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- (14)Employed By (24 Apr 2013 to 19 Jul 2024)
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- (14)Employed By (28 Nov 2012 to 19 Jul 2024)
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- CF30 Customer (1 Nov 2007 to 21 Dec 2012)
- CF1 Director (AR) (3 Dec 2004 to 16 Feb 2024)
- CF21 Investment Adviser (3 Dec 2004 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function removed: Employed By at Finli (IPWM) Limited
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controlled function added: (14)Employed By at Finli (IPWM) Limited