Richard Melvin Johnson

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • True Potential Wealth Management LLP

    FRN 529810

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 14 Aug 2023)
    • [FCA CF] Client dealing (since 14 Aug 2023)
  • RBR (Financial Services) Limited (no longer approved here)

    FRN 191259

    • (16)Employed By (16 Mar 2004 to 9 Dec 2004)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF21 Investment Adviser (1 Oct 2003 to 27 Feb 2004)
    • CF22 Investment Adviser (Trainee) (5 Jun 2003 to 1 Oct 2003)

Recent activity

Updates to this individual's record on the FCA register.

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