Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Connells Limited (no longer approved here)

    FRN 302221

    • [FCA CF] Functions requiring qualifications (11 Nov 2022 to 11 Aug 2023)
  • First Complete Limited (no longer approved here)

    FRN 435779

    • Appointed representative dealing with clients for which they require qualification (2 Jun 2021 to 15 Nov 2021)
  • HSBC UK Bank Plc (no longer approved here)

    FRN 765112

    • [FCA CF] Functions requiring qualifications (1 Jul 2018 to 16 Apr 2021)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • [FCA CF] Functions requiring qualifications (23 Sep 2016 to 1 Jul 2018)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF22 Investment Adviser (Trainee) (22 May 2002 to 15 Aug 2003)

Recent activity

Updates to this individual's record on the FCA register.

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