Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 3 Jul 2023)
    • [FCA CF] Client dealing (since 3 Jul 2023)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • CF30 Customer (27 Mar 2018 to 1 Mar 2019)
  • Pensionlite Ltd (no longer approved here)

    FRN 778159

    • (5)Employed By (27 Mar 2018 to 1 Mar 2019)
  • SKYBOUND WEALTH MANAGEMENT LIMITED (no longer approved here)

    FRN 217994

    • CF30 Customer (16 Sep 2010 to 28 Mar 2013)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • CF30 Customer (27 Dec 2007 to 9 Jun 2008)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.