Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Continuum (Financial Services) LLP
FRN 802331
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- [FCA CF] Functions requiring qualifications (since 3 Jul 2023)
- [FCA CF] Client dealing (since 3 Jul 2023)
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- CF30 Customer (27 Mar 2018 to 1 Mar 2019)
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- (5)Employed By (27 Mar 2018 to 1 Mar 2019)
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- CF30 Customer (16 Sep 2010 to 28 Mar 2013)
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- CF30 Customer (27 Dec 2007 to 9 Jun 2008)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.