Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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HSBC Bank Plc
FRN 114216
- SMF7 Group Entity Senior Manager (since 4 Apr 2025)
- [FCA CF] Significant management (26 Mar 2025 to 4 Apr 2025)
- SMF4 Chief Risk (1 Mar 2021 to 1 Sep 2024)
- [PRA CF] Managing a material risk taker (8 Feb 2017 to 16 Mar 2021)
- [FCA CF] Manager of certification employee (8 Feb 2017 to 1 Mar 2021)
- [PRA CF] Significant risk taker or Material risk taker (20 Sep 2016 to 1 Mar 2021)
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HSBC UK Bank Plc
FRN 765112
- SMF7 Group Entity Senior Manager (since 4 Apr 2025)
- [PRA CF] Significant risk taker or Material risk taker (26 Mar 2025 to 4 Apr 2025)
- [FCA CF] Significant management (26 Mar 2025 to 4 Apr 2025)
- [PRA CF] Managing a material risk taker (17 Feb 2025 to 22 Jan 2026)
- [FCA CF] Manager of certification employee (1 Jul 2018 to 1 Mar 2021)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.