Richard Mark Waspe

Last updated
3 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Standard Chartered Bank

    FRN 114276

    • [FCA CF] Material risk taker (since 1 Sep 2020)
    • [PRA CF] Significant risk taker or Material risk taker (since 1 Sep 2020)
  • TSB Bank plc (no longer approved here)

    FRN 191240

    • SMF5 Head of Internal Audit (6 Apr 2020 to 15 Jun 2020)
    • [FCA CF] Significant management (6 Jan 2020 to 31 Aug 2020)
    • [FCA CF] Material risk taker (16 Oct 2017 to 5 Jan 2020)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.