Richard Mark Taylor

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • St. James's Place Wealth Management Plc

    FRN 195351

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 16 Sep 2013)
  • Richard Taylor

    FRN 607008

    • (1)Employed By (since 16 Sep 2013)
  • Blue Sky Financial Planning Limited (no longer approved here)

    FRN 211720

    • CF11 Money Laundering Reporting (3 Aug 2009 to 11 Sep 2012)
    • CF30 Customer (3 Aug 2009 to 18 Dec 2012)
    • CF1 Director (AR) (24 Jul 2007 to 1 Jul 2008)
    • CF1 Director (7 Dec 2006 to 25 Sep 2012)
    • CF21 Investment Adviser (1 May 2003 to 30 Nov 2006)
    • CF22 Investment Adviser (Trainee) (17 Oct 2002 to 1 May 2003)
  • Blue Sky Mortgage Solutions Ltd (no longer approved here)

    FRN 467628

    • Employed By (24 Jul 2007 to 30 Jul 2008)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.