Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HSBC Global Asset Management (UK) Limited (no longer approved here)

    FRN 122335

    • [FCA CF] Material risk taker (11 Dec 2019 to 7 Aug 2020)
    • CF30 Customer (1 Nov 2007 to 29 Dec 2015)
    • CF27 Investment Management (4 Feb 2004 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.