Richard Mark Lupton

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Bank House Consultants Ltd

    FRN 225350

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Client dealing (since 27 Nov 2020)
    • [FCA CF] Functions requiring qualifications (since 27 Nov 2020)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (30 Jul 2003 to 31 Oct 2007)
    • CF1 Director (30 Jul 2003 to 8 Dec 2019)
  • Bank House Consultants (2990) (no longer approved here)

    FRN 191738

    • Employed By (15 May 2000 to 28 Aug 2003)

Recent activity

Updates to this individual's record on the FCA register.

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