Richard Malcolm Carson

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • DB UK Bank Limited (no longer approved here)

    FRN 140848

    • CF30 Customer (1 Nov 2007 to 10 Nov 2008)
    • CF1 Director (26 Jan 2006 to 10 Nov 2008)
    • CF21 Investment Adviser (18 Mar 2002 to 31 Oct 2007)
    • CF26 Customer Trading (1 Dec 2001 to 18 Mar 2002)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • CF30 Customer (1 Nov 2007 to 10 Nov 2008)
    • CF29 Significant management (1 Nov 2007 to 22 Oct 2008)
    • CF16 Significant Mgt (Desgntd Investment Business) (12 Oct 2007 to 31 Oct 2007)
    • CF21 Investment Adviser (18 Mar 2002 to 31 Oct 2007)
    • CF26 Customer Trading (2 Dec 2001 to 18 Mar 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.