Richard Mainon

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Candid Financial Planning Limited

    FRN 719377

    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • CF30 Customer (4 Jan 2016 to 8 Dec 2019)
    • CF1 Director (4 Jan 2016 to 8 Dec 2019)
    • CF10 Compliance Oversight (4 Jan 2016 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (4 Jan 2016 to 8 Dec 2019)
    • Responsible for Insurance Mediation (4 Jan 2016 to 30 Sep 2018)
  • LIFT-Financial Ltd (no longer approved here)

    FRN 471394

    • CF30 Customer (11 Sep 2008 to 26 Jan 2009)
  • Atomos Financial Planning Limited (no longer approved here)

    FRN 193503

    • CF30 Customer (1 Nov 2007 to 20 Aug 2008)
    • CF21 Investment Adviser (26 Jul 2006 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (17 Jan 2006 to 26 Jul 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.