Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • T. Bailey Asset Management Limited (no longer approved here)

    FRN 190291

    • CF30 Customer (1 Nov 2007 to 10 Dec 2013)
    • CF3 Chief Executive (13 Mar 2003 to 1 Dec 2007)
    • CF8 Apportionment and Oversight (13 Mar 2003 to 31 Oct 2007)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
    • CF1 Director (1 Dec 2001 to 22 Jul 2009)
    • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
    • CF10 Compliance Oversight (1 Dec 2001 to 31 Dec 2005)
    • CF11 Money Laundering Reporting (1 Dec 2001 to 31 Dec 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.