Richard Ludwig

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Torch Partners Corporate Finance Limited (no longer approved here)
FRN 195597
- CF30 Customer (2 Mar 2020 to 7 Jul 2023)
Torch Partners IB Limited (no longer approved here)
FRN 826235
- Employed By (2 Mar 2020 to 7 Jul 2023)
RBC Europe Limited (no longer approved here)
FRN 124543
- [FCA CF] Client dealing (18 Oct 2018 to 22 May 2019)
SMBC Nikko Capital Markets Limited (no longer approved here)
FRN 171935
- CF30 Customer (3 May 2016 to 20 Sep 2018)
Craven Street Capital Limited (no longer approved here)
FRN 463083
- Employed By (19 Dec 2013 to 22 Jan 2016)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.