RICHARD LIBBERTON

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Thomson Cooper

    FRN 104673

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [PRA CF] Key function holder (9 Dec 2019 to 10 Dec 2019)
    • CF30 Customer (28 Jun 2019 to 8 Dec 2019)
  • Anderson Strathern Asset Management Limited (no longer approved here)

    FRN 552925

    • CF30 Customer (26 Sep 2011 to 28 Jul 2016)

Recent activity

Updates to this individual's record on the FCA register.

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