Richard Lewis

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Wellington Management International Limited

    FRN 208573

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 8 Dec 2023)
    • CF30 Customer (20 Apr 2010 to 8 Dec 2019)
  • Cheyne Capital Management (UK) LLP (no longer approved here)

    FRN 456864

    • CF30 Customer (1 Nov 2007 to 25 Jan 2010)
    • CF4 Partner (3 Sep 2007 to 25 Jan 2010)
    • CF27 Investment Management (9 Jan 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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