Richard Lawrence Browne

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Peel Hunt LLP (no longer approved here)

    FRN 530083

    • [FCA CF] Material risk taker (23 May 2023 to 23 Sep 2024)
    • [FCA CF] Manager of certification employee (1 Apr 2022 to 23 Sep 2024)
    • [FCA CF] Client dealing (9 Dec 2019 to 23 Sep 2024)
    • CF30 Customer (1 Oct 2019 to 8 Dec 2019)
  • WINTERFLOOD SECURITIES LIMITED (no longer approved here)

    FRN 141455

    • CF30 Customer (1 Nov 2007 to 29 Nov 2018)
    • CF26 Customer Trading (13 Sep 2004 to 31 Oct 2007)
    • CF21 Investment Adviser (14 Aug 2002 to 13 Sep 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.