Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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St. James's Place Wealth Management Plc
FRN 195351
- 4. Giving personal recommendations on retail investment products which are not broker funds
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- CF1 Director (AR) (since 8 Jun 2018)
- CF30 Customer (since 28 Oct 2015)
- CF4 Partner (AR) (8 Feb 2017 to 19 Jul 2018)
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Koenders Wealth Management Ltd
FRN 722767
- (2)Employed By (since 28 Oct 2015)
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- CF30 Customer (1 Nov 2007 to 29 Dec 2015)
- CF21 Investment Adviser (19 Jun 2006 to 31 Oct 2007)
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- CF22 Investment Adviser (Trainee) (4 Apr 2005 to 8 Mar 2006)
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- Employed By (13 Jul 2004 to 19 Oct 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.