Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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HSBC Bank Plc
FRN 114216
- [FCA CF] Client dealing (since 21 Aug 2024)
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- [FCA CF] Client dealing (15 Sep 2016 to 7 Jul 2021)
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- CF30 Customer (5 Jul 2013 to 6 Mar 2016)
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- CF30 Customer (14 May 2012 to 5 Jul 2013)
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- CF30 Customer (14 May 2012 to 5 Jul 2013)
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- CF30 Customer (31 Jan 2011 to 20 Feb 2012)
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- CF30 Customer (6 Oct 2008 to 29 Oct 2009)
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- CF30 Customer (6 Oct 2008 to 29 Oct 2009)
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- CF22 Investment Adviser (Trainee) (28 Dec 2006 to 15 Oct 2007)
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- CF22 Investment Adviser (Trainee) (28 Dec 2006 to 15 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.