Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF1 Director (AR) (since 21 Jul 2010)
    • CF30 Customer (since 21 Jul 2010)
    • Employed By (since 21 Jul 2010)
    • Employed By (27 Mar 2002 to 4 May 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.