Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Promeritum Investment Management LLP
FRN 747882
- [FCA CF] Manager of certification employee (since 4 Jul 2025)
- SMF1 Chief Executive (since 25 Oct 2023)
- [FCA CF] Significant management (since 9 Dec 2019)
- SMF16 Compliance Oversight (since 9 Dec 2019)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
- SMF27 Partner (since 9 Dec 2019)
- [FCA CF] Client dealing (since 9 Dec 2019)
- [FCA CF] Material risk taker (since 9 Dec 2019)
- CF4 Partner (1 Dec 2016 to 8 Dec 2019)
- CF10 Compliance Oversight (1 Dec 2016 to 8 Dec 2019)
- CF11 Money Laundering Reporting (1 Dec 2016 to 8 Dec 2019)
- CF30 Customer (1 Dec 2016 to 8 Dec 2019)
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- CF30 Customer (22 Jan 2015 to 1 Dec 2016)
- CF4 Partner (AR) (8 Dec 2014 to 1 Dec 2016)
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- CF30 Customer (1 Nov 2007 to 30 Sep 2010)
- CF27 Investment Management (30 Apr 2007 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.