Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Manager of certification employee (since 4 Jul 2025)
    • SMF1 Chief Executive (since 25 Oct 2023)
    • [FCA CF] Significant management (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF27 Partner (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Material risk taker (since 9 Dec 2019)
    • CF4 Partner (1 Dec 2016 to 8 Dec 2019)
    • CF10 Compliance Oversight (1 Dec 2016 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (1 Dec 2016 to 8 Dec 2019)
    • CF30 Customer (1 Dec 2016 to 8 Dec 2019)
  • Privium Fund Management (UK) Limited (no longer approved here)

    FRN 471186

    • CF30 Customer (22 Jan 2015 to 1 Dec 2016)
    • CF4 Partner (AR) (8 Dec 2014 to 1 Dec 2016)
  • Morgan Stanley Investment Management Limited (no longer approved here)

    FRN 121920

    • CF30 Customer (1 Nov 2007 to 30 Sep 2010)
    • CF27 Investment Management (30 Apr 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.