Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • King Street (Europe) LLP (no longer approved here)

    FRN 432783

    • CF4 Partner (5 Jan 2010 to 5 Jun 2014)
    • CF30 Customer (1 Nov 2007 to 31 Aug 2017)
    • CF21 Investment Adviser (2 Nov 2006 to 31 Oct 2007)
  • Nomura International Plc (no longer approved here)

    FRN 124422

    • CF21 Investment Adviser (21 Apr 2004 to 23 Nov 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.