Richard Joseph Horrocks-Taylor

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Standard Chartered Bank

    FRN 114276

    • [FCA CF] Manager of certification employee (since 3 Aug 2018)
    • [FCA CF] Client dealing (since 26 Jul 2018)
    • [FCA CF] Material risk taker (since 26 Jul 2018)
    • [PRA CF] Significant risk taker or Material risk taker (since 26 Jul 2018)
  • RBC Europe Limited (no longer approved here)

    FRN 124543

    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (1 Feb 2006 to 31 Oct 2007)
  • Royal Bank of Canada (no longer approved here)

    FRN 124783

    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (1 Feb 2006 to 31 Oct 2007)
  • HCF International Advisers Limited (no longer approved here)

    FRN 230014

    • CF23 Corporate Finance Adviser (15 Jul 2004 to 2 Jan 2006)
    • CF1 Director (15 Jul 2004 to 2 Jan 2006)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • CF21 Investment Adviser (1 Dec 2001 to 2 Jan 2003)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • CF21 Investment Adviser (1 Dec 2001 to 2 Jan 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.