Richard Jones

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Societe Generale International Limited (no longer approved here)

    FRN 538896

    • [FCA CF] Client dealing (9 Dec 2019 to 19 Feb 2020)
    • CF29 Significant management (19 Aug 2011 to 4 Dec 2012)
    • CF30 Customer (19 Aug 2011 to 8 Dec 2019)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • CF21 Investment Adviser (1 Dec 2001 to 4 Mar 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.