Richard John Ward

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF1 Director (AR) (16 Sep 2008 to 20 Oct 2022)
  • Tower House Wealth Management Limited (no longer approved here)

    FRN 478521

    • Employed By (16 Sep 2008 to 20 Oct 2022)
  • Streets Financial Consulting Limited (no longer approved here)

    FRN 116445

    • Responsible for Insurance Mediation (23 Dec 2005 to 1 May 2017)
    • CF8 Apportionment and Oversight (1 Jul 2003 to 11 Aug 2004)
    • CF1 Director (1 Dec 2001 to 1 Jun 2018)
    • CF11 Money Laundering Reporting (1 Dec 2001 to 1 May 2017)
    • CF10 Compliance Oversight (1 Dec 2001 to 12 May 2017)

Recent activity

Updates to this individual's record on the FCA register.

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