Richard John Taylor

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Evenlode Investment Management Limited

    FRN 767844

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 15 Mar 2022)
    • SMF16 Compliance Oversight (since 15 Mar 2022)
    • [FCA CF] Material risk taker (since 4 Feb 2020)
  • Wise Investments Ltd (no longer approved here)

    FRN 230553

    • [FCA CF] Material risk taker (4 Feb 2020 to 31 Dec 2022)
  • Wise Funds Limited (no longer approved here)

    FRN 768269

    • [FCA CF] Material risk taker (4 Feb 2020 to 1 Nov 2022)
  • T. Bailey Asset Management Limited (no longer approved here)

    FRN 190291

    • CF1 Director (30 Jun 2015 to 31 Oct 2019)
    • CF30 Customer (1 Nov 2007 to 17 Dec 2007)
    • CF29 Significant management (1 Nov 2007 to 2 Sep 2009)
    • CF11 Money Laundering Reporting (1 Jan 2006 to 1 Aug 2014)
    • CF10 Compliance Oversight (1 Jan 2006 to 31 Oct 2019)
    • CF20 Significant Mgt (Settlements) (11 May 2005 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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