Richard John Simpson

• The On-Line Partnership Limited

  FRN 192638

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 9A. Advising on P2P agreements
  • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
  • CF30 Customer (since 13 May 2015)
  • CF30 Customer (1 Nov 2007 to 2 Jan 2014)
  • CF21 Investment Adviser (27 Sep 2002 to 31 Oct 2007)
• In Partnership Financial Advisers Limited

  FRN 744728

  • (6)Employed By (since 16 May 2016)
• St. James's Place Wealth Management Plc (no longer approved here)

  FRN 195351

  • CF30 Customer (23 Dec 2013 to 26 May 2015)
• The Tierney Consultancy (Wealth Management) Limited (no longer approved here)

  FRN 611521

  • Employed By (23 Dec 2013 to 26 May 2015)
• CCI Wealth Management Limited (no longer approved here)

  FRN 534234

  • Employed By (30 Nov 2010 to 7 Nov 2013)
• Mishon Mackay Financial Management Limited (no longer approved here)

  FRN 409164

  • (10)Employed By (16 Dec 2004 to 7 Nov 2013)
• Parkers Financial Limited (no longer approved here)

  FRN 222144

  • (8)Employed By (2 Aug 2004 to 7 Nov 2013)
• James Tierney (no longer approved here)

  FRN 197093

  • (10)Employed By (27 Sep 2002 to 2 Jan 2014)

No changes recorded yet.