Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF30 Customer (24 Sep 2010 to 27 Jul 2017)
- CF1 Director (15 Jun 2008 to 21 Oct 2016)
- CF10 Compliance Oversight (15 Jun 2008 to 8 May 2015)
- CF11 Money Laundering Reporting (15 Jun 2008 to 1 May 2009)
- CF29 Significant management (15 Jun 2008 to 1 May 2009)
- CF3 Chief Executive (15 Jun 2008 to 17 Oct 2014)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.