Richard John Reynolds

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • ValidPath Limited

    FRN 197107

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • Appointed representative dealing with clients for which they require qualification (since 1 Nov 2022)
    • CF1 Director (AR) (since 14 Jul 2022)
    • CF30 Customer (since 14 Jul 2022)
  • R&J Wealth Ltd

    FRN 978827

    • (1)Employed By (since 14 Jul 2022)
  • Longbon & Co Ltd (no longer approved here)

    FRN 512084

    • [FCA CF] Functions requiring qualifications (1 Apr 2021 to 31 Oct 2022)
    • [FCA CF] Client dealing (1 Apr 2021 to 31 Oct 2022)
  • True Potential Wealth Management LLP (no longer approved here)

    FRN 529810

    • [FCA CF] Functions requiring qualifications (5 Jun 2020 to 16 Nov 2020)
    • [FCA CF] Client dealing (5 Jun 2020 to 16 Nov 2020)
  • Personal Touch Financial Services Limited (no longer approved here)

    FRN 187834

    • CF21 Investment Adviser (20 Jul 2006 to 31 Aug 2006)
    • CF22 Investment Adviser (Trainee) (1 Nov 2004 to 20 Jul 2006)
  • TenetConnect Limited (no longer approved here)

    FRN 149826

    • CF21 Investment Adviser (1 Dec 2001 to 30 Nov 2004)
  • Richard Arnold Financial Management (no longer approved here)

    FRN 170156

    • Employed By (1 Dec 2001 to 30 Nov 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.