Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- (1)Employed By (29 Mar 2018 to 11 Apr 2018)
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- Responsibility for MCD Intermediation (21 Mar 2016 to 11 Aug 2017)
- CF10 Compliance Oversight (12 Nov 2014 to 11 Aug 2017)
- CF3 Chief Executive (AR) (30 Jan 2009 to 1 Jun 2012)
- CF1 Director (AR) (30 Jan 2009 to 11 Apr 2018)
- CF8 Apportionment and Oversight (16 Apr 2008 to 31 Mar 2009)
- CF3 Chief Executive (16 Apr 2008 to 1 Jun 2012)
- CF22 Investment Adviser (Trainee) (18 Dec 2003 to 5 May 2005)
- CF1 Director (18 Dec 2003 to 11 Apr 2018)
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- (1)Employed By (11 Sep 2015 to 11 Apr 2018)
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- Employed By (30 Sep 2013 to 11 Apr 2018)
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- (17)Employed By (1 Dec 2001 to 18 Dec 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.