Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF1 Chief Executive (since 1 Jul 2025)
    • SMF3 Executive Director (since 1 Jul 2025)
    • SMF16 Compliance Oversight (since 1 Jul 2025)
    • [FCA CF] Material risk taker (9 Dec 2019 to 1 Jul 2025)
    • [FCA CF] Significant management (9 Dec 2019 to 1 Jul 2025)
    • CF29 Significant management (26 Oct 2018 to 8 Dec 2019)
  • Clydesdale Bank Plc (no longer approved here)

    FRN 121873

    • [FCA CF] Significant management (6 Jun 2025 to 30 Nov 2025)
    • [PRA CF] Significant risk taker or Material risk taker (21 Oct 2019 to 14 Nov 2022)
  • Interactive Investor Services Limited (no longer approved here)

    FRN 141282

    • CF28 Systems and controls (20 Aug 2014 to 7 Oct 2015)
    • CF10 Compliance Oversight (17 Apr 2013 to 7 Oct 2015)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.