Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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OCTOPUS MONEY UNIT TRUST MANAGERS LIMITED
FRN 171748
- SMF1 Chief Executive (since 1 Jul 2025)
- SMF3 Executive Director (since 1 Jul 2025)
- SMF16 Compliance Oversight (since 1 Jul 2025)
- [FCA CF] Material risk taker (9 Dec 2019 to 1 Jul 2025)
- [FCA CF] Significant management (9 Dec 2019 to 1 Jul 2025)
- CF29 Significant management (26 Oct 2018 to 8 Dec 2019)
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- [FCA CF] Significant management (6 Jun 2025 to 30 Nov 2025)
- [PRA CF] Significant risk taker or Material risk taker (21 Oct 2019 to 14 Nov 2022)
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- CF28 Systems and controls (20 Aug 2014 to 7 Oct 2015)
- CF10 Compliance Oversight (17 Apr 2013 to 7 Oct 2015)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.