Richard John Leighton

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • BGC Brokers L.P

    FRN 454814

    • [FCA CF] Manager of certification employee (since 7 Oct 2025)
    • [FCA CF] Client dealing (since 20 May 2025)
  • TFS Derivatives Limited (no longer approved here)

    FRN 197244

    • SMF18 Other Overall Responsibility (29 Jun 2020 to 9 Sep 2024)
    • CF30 Customer (26 Oct 2017 to 8 Dec 2019)
  • TP ICAP Broking Limited (no longer approved here)

    FRN 154234

    • CF30 Customer (10 Jun 2014 to 1 Jul 2017)
  • Standard Chartered Bank (no longer approved here)

    FRN 114276

    • CF30 Customer (1 Nov 2007 to 20 May 2010)
    • CF26 Customer Trading (1 Jun 2006 to 31 Oct 2007)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • CF21 Investment Adviser (1 Dec 2001 to 26 Jul 2002)
    • CF16 Significant Mgt (Desgntd Investment Business) (1 Dec 2001 to 26 Jul 2002)
  • J.P. Morgan Europe Limited (no longer approved here)

    FRN 124579

    • CF21 Investment Adviser (1 Dec 2001 to 26 Jul 2002)
    • CF16 Significant Mgt (Desgntd Investment Business) (1 Dec 2001 to 26 Jul 2002)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • CF21 Investment Adviser (1 Dec 2001 to 26 Jul 2002)
    • CF16 Significant Mgt (Desgntd Investment Business) (1 Dec 2001 to 26 Jul 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.