Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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The On-Line Partnership Limited
FRN 192638
- Director of firm who is not a certification employee or a SMF manager (since 9 Dec 2019)
- CF1 Director (AR) (since 5 Jan 2009)
- CF30 Customer (5 Jan 2009 to 7 Oct 2010)
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Jefferies & Lawrence Ltd
FRN 493716
- (2)Employed By (since 5 Jan 2009)
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- CF30 Customer (1 May 2008 to 18 Dec 2008)
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- CF30 Customer (1 Nov 2007 to 8 Aug 2008)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function removed: Employed By at Jefferies & Lawrence Ltd
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controlled function added: (2)Employed By at Jefferies & Lawrence Ltd