Richard John Hewlett

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

St. James's Place Wealth Management Plc
FRN 195351
- CF4 Partner (AR) (since 11 Mar 2020)
- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 20 Feb 2023)
- CF30 Customer (2 Jul 2012 to 20 Feb 2023)
Clearwater Wealth Management
FRN 401714
- Employed By (since 2 Jul 2012)
Bank of Scotland plc (no longer approved here)
FRN 169628
- CF30 Customer (22 Nov 2010 to 28 Feb 2012)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.