Richard John Henry Smith

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • The On-Line Partnership Limited

    FRN 192638

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • Appointed representative dealing with clients for which they require qualification (since 24 Mar 2026)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF30 Customer (1 Nov 2007 to 19 Mar 2012)
    • CF22 Investment Adviser (Trainee) (23 Jan 2007 to 31 Oct 2007)
  • Paul Hassall (no longer approved here)

    FRN 414381

    • (2)Employed By (23 Jan 2007 to 19 Mar 2012)

Recent activity

Updates to this individual's record on the FCA register.

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