Richard John Harvey

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Runnymede And Spelthorne CAB

    FRN 617717

    • Director of firm who is not a certification employee or a SMF manager (since 19 Jan 2021)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • [PRA CF] Managing a material risk taker (16 Sep 2021 to 17 Jan 2022)
    • [FCA CF] Manager of certification employee (11 Aug 2020 to 11 Jan 2022)
    • [PRA CF] Significant risk taker or Material risk taker (6 Oct 2016 to 10 Mar 2023)
  • HSBC UK Bank Plc (no longer approved here)

    FRN 765112

    • [FCA CF] Manager of certification employee (1 Jul 2018 to 4 Jul 2018)
    • [PRA CF] Managing a material risk taker (1 Jul 2018 to 4 Jul 2018)
    • [PRA CF] Significant risk taker or Material risk taker (1 Jul 2018 to 10 Mar 2023)

Recent activity

Updates to this individual's record on the FCA register.

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