Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF3 Chief Executive (24 Mar 2010 to 31 Jan 2011)
- CF29 Significant management (1 Nov 2007 to 27 Jan 2014)
- CF16 Significant Mgt (Desgntd Investment Business) (1 Jan 2007 to 31 Oct 2007)
- CF20 Significant Mgt (Settlements) (9 Mar 2005 to 29 Jan 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.