Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Halifax Share Dealing Limited (no longer approved here)

    FRN 183332

    • CF3 Chief Executive (24 Mar 2010 to 31 Jan 2011)
    • CF29 Significant management (1 Nov 2007 to 27 Jan 2014)
    • CF16 Significant Mgt (Desgntd Investment Business) (1 Jan 2007 to 31 Oct 2007)
    • CF20 Significant Mgt (Settlements) (9 Mar 2005 to 29 Jan 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.