Richard John Fraser Wadsworth

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Throgmorton Capital Management Limited
FRN 827982
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Client dealing (since 6 Jun 2022)
- [FCA CF] Functions requiring qualifications (since 6 Jun 2022)
Uniec Prestige Ltd (no longer approved here)
FRN 544324
- Employed By (13 Jul 2021 to 31 May 2022)
TenetConnect Limited (no longer approved here)
FRN 149826
- CF30 Customer (10 Feb 2020 to 31 May 2022)
- Appointed representative dealing with clients for which they require qualification (31 Jan 2020 to 31 May 2022)
Richard John Fraser Wadsworth (no longer approved here)
FRN 919417
- Employed By (10 Feb 2020 to 31 May 2022)
NFU Mutual Select Investments Limited (no longer approved here)
FRN 582519
- CF30 Customer (10 Aug 2018 to 8 Dec 2019)
2 Plan Wealth Management Limited (no longer approved here)
FRN 461598
- CF30 Customer (14 Oct 2010 to 6 Aug 2018)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.