Richard John Day

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Pygmalion Capital Advisers LLP (no longer approved here)

    FRN 816191

    • SMF27 Partner (9 Dec 2019 to 28 Feb 2021)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 28 Feb 2021)
    • SMF16 Compliance Oversight (9 Dec 2019 to 28 Feb 2021)
    • CF4 Partner (11 Sep 2019 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (1 Nov 2018 to 8 Dec 2019)
    • CF10 Compliance Oversight (1 Nov 2018 to 8 Dec 2019)
    • CF30 Customer (1 Nov 2018 to 8 Dec 2019)
  • DRC Savills Investment Management LLP (no longer approved here)

    FRN 574874

    • CF10 Compliance Oversight (2 Sep 2013 to 7 Dec 2015)
    • CF4 Partner (2 Sep 2013 to 7 Dec 2015)
    • CF30 Customer (2 Sep 2013 to 7 Dec 2015)
    • CF11 Money Laundering Reporting (2 Sep 2013 to 7 Dec 2015)

Recent activity

Updates to this individual's record on the FCA register.

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