Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 21. Advising or arranging (bringing about) equity release transactions
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • Appointed representative dealing with clients for which they require qualification (since 16 Oct 2024)
    • CF1 Director (AR) (since 10 Sep 2024)
    • CF30 Customer (since 10 Sep 2024)
    • [FCA CF] Functions requiring qualifications (14 Nov 2023 to 16 Oct 2024)
    • [FCA CF] Client dealing (14 Nov 2023 to 16 Oct 2024)
    • Employed By (since 10 Sep 2024)
    • Employed By (28 Jan 2008 to 13 Nov 2023)
  • Openwork Limited (no longer approved here)

    FRN 408285

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 13 Nov 2023)
    • CF4 Partner (AR) (15 Apr 2009 to 13 Nov 2023)
    • CF30 Customer (28 Jan 2008 to 13 Nov 2023)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.