Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Sumitomo Mitsui Banking Corporation, London Branch (no longer approved here)

    FRN 769072

    • [FCA CF] Client dealing (29 Dec 2017 to 22 Dec 2020)
    • [FCA CF] Manager of certification employee (29 Dec 2017 to 22 Dec 2020)
  • SMBC Bank International plc (no longer approved here)

    FRN 223304

    • [FCA CF] Client dealing (7 Sep 2016 to 22 Dec 2020)
    • [FCA CF] Manager of certification employee (7 Sep 2016 to 22 Dec 2020)
    • CF30 Customer (11 Sep 2015 to 6 Mar 2016)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (10 Nov 2011 to 13 May 2015)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF30 Customer (10 Nov 2011 to 13 May 2015)

Recent activity

Updates to this individual's record on the FCA register.

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