Richard John Aston

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Chikara Investments LLP
FRN 426641
- SMF27 Partner (since 19 Jun 2025)
- [FCA CF] Material risk taker (since 9 Dec 2019)
- [FCA CF] Client dealing (since 9 Dec 2019)
- CF4 Partner (3 Oct 2016 to 8 Dec 2019)
- CF30 Customer (16 Nov 2011 to 8 Dec 2019)
JPMorgan Chase Bank, National Association (no longer approved here)
FRN 124491
- CF27 Investment Management (29 Apr 2002 to 1 Aug 2003)
J.P. Morgan Investment Management Inc (no longer approved here)
FRN 119267
- CF27 Investment Management (2 Apr 2002 to 1 Aug 2003)
JPMorgan Asset Management (UK) Limited (no longer approved here)
FRN 119337
- CF27 Investment Management (1 Dec 2001 to 1 Aug 2003)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.