Richard Jeffrey Hall

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Richard Hall

    FRN 807261

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 21. Advising or arranging (bringing about) equity release transactions
    • Sole trader dealing with clients for which they require qualification (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • CF10 Compliance Oversight (3 Oct 2018 to 8 Dec 2019)
    • CF30 Customer (3 Oct 2018 to 8 Dec 2019)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • CF30 Customer (25 Apr 2017 to 17 Oct 2018)
    • CF1 Director (AR) (25 Apr 2017 to 17 Oct 2018)
  • Quilter Mortgage Planning Limited (no longer approved here)

    FRN 440718

    • CF1 Director (AR) (30 Mar 2017 to 17 Oct 2018)
  • Svensoni Referral Services Ltd (no longer approved here)

    FRN 774770

    • Employed By (30 Mar 2017 to 17 Oct 2018)

Recent activity

Updates to this individual's record on the FCA register.

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