Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF29 Significant management (6 Jun 2013 to 26 Mar 2015)
- CF30 Customer (1 Nov 2007 to 20 May 2015)
- CF21 Investment Adviser (29 Jan 2004 to 31 Oct 2007)
- CF26 Customer Trading (1 Dec 2001 to 27 Jan 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.