Richard James Stewart

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Deutsche Bank AG

    FRN 150018

    • SMF3 Executive Director (since 19 Dec 2022)
    • SMF21 EEA Branch Senior Manager (EBSM) (10 Feb 2022 to 18 Dec 2022)
    • [FCA CF] Manager of certification employee (27 Sep 2021 to 10 Feb 2022)
    • [FCA CF] Material risk taker (1 Jan 2021 to 10 Feb 2022)
    • [FCA CF] Client dealing (7 Mar 2016 to 28 Jun 2016)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (15 Jun 2006 to 31 Oct 2007)
  • Commerzbank AG (no longer approved here)

    FRN 124920

    • CF21 Investment Adviser (20 Nov 2003 to 20 Mar 2006)

Recent activity

Updates to this individual's record on the FCA register.

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