Richard James Spinks

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • UK Mortgage Lending Ltd

    FRN 710410

    • Responsibility for MCD Intermediation (since 30 Aug 2023)
    • SMF24 Chief Operations (since 30 Aug 2023)
    • SMF18 Other Overall Responsibility (11 Jun 2021 to 30 Aug 2023)
  • Pepper Money Limited

    FRN 811609

    • [FCA CF] Significant management (since 4 Nov 2020)
    • CF29 Significant management (22 May 2019 to 8 Dec 2019)
  • Aldermore Bank Plc (no longer approved here)

    FRN 204503

    • CF28 Systems and controls (4 Mar 2010 to 18 May 2012)
    • CF29 Significant management (4 Mar 2010 to 18 May 2012)
  • Mortgages Plc (no longer approved here)

    FRN 304260

    • CF1 Director (24 Oct 2008 to 30 Nov 2009)
  • Mortgages 1 Limited (no longer approved here)

    FRN 308345

    • CF1 Director (24 Oct 2008 to 30 Nov 2009)
  • Wave Lending Limited (no longer approved here)

    FRN 305391

    • CF1 Director (17 Oct 2006 to 30 Nov 2009)
    • CF17 Significant Mgt (Other Business Operations) (8 Aug 2005 to 17 Oct 2006)
    • CF14 Risk Assessment (31 Oct 2004 to 17 Oct 2006)
    • CF11 Money Laundering Reporting (31 Oct 2004 to 7 Nov 2008)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.