Richard James Schofield

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Quilter Financial Limited (no longer approved here)
FRN 497604
- CF1 Director (AR) (31 Mar 2015 to 3 Apr 2018)
Openwork Limited (no longer approved here)
FRN 408285
- CF1 Director (AR) (30 Apr 2009 to 19 Nov 2010)
- CF7 Sole Trader (AR) (1 Jun 2005 to 31 Jan 2007)
Adverse Mortgages Ltd (no longer approved here)
FRN 500273
- Employed By (30 Apr 2009 to 19 Nov 2010)
Richard James Schofield (no longer approved here)
FRN 216343
- (2)Employed By (1 Dec 2001 to 31 Jan 2007)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.