RICHARD JAMES PEACOCK

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Hermes Investment Management Ltd

    FRN 150000

    • [FCA CF] Client dealing (since 9 Sep 2025)
    • [FCA CF] Manager of certification employee (since 9 Sep 2025)
  • Aegon Asset Management UK plc (no longer approved here)

    FRN 144267

    • [FCA CF] Material risk taker (6 Sep 2021 to 21 Jun 2024)
    • [FCA CF] Significant management (6 Sep 2021 to 21 Jun 2024)
    • [FCA CF] Client dealing (9 Dec 2019 to 21 Jun 2024)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 21 Jun 2024)
    • CF30 Customer (21 Dec 2016 to 8 Dec 2019)
  • Aviva Investors Global Services Limited (no longer approved here)

    FRN 119178

    • CF30 Customer (7 Aug 2014 to 3 Oct 2016)

Recent activity

Updates to this individual's record on the FCA register.

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