Richard James Kirk Brown

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

B E Wealth Management Ltd
FRN 1026561
- Employed By (since 3 Mar 2025)
St. James's Place Wealth Management Plc
FRN 195351
- 4. Giving personal recommendations on retail investment products which are not broker funds
- CF1 Director (AR) (since 7 Nov 2024)
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- CF30 Customer (since 12 Dec 2011)
- CF4 Partner (AR) (3 Jul 2013 to 5 Dec 2024)
LEGAL & MEDICAL INVESTMENTS LIMITED (no longer approved here)
FRN 185193
- CF30 Customer (1 Nov 2007 to 19 Mar 2010)
- CF21 Investment Adviser (20 Jan 2003 to 31 Oct 2007)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.