Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Queens Gate Capital Advisors Limited
FRN 705617
- 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- 3. Giving personal recommendations on derivatives
- 8. Giving personal recommendations on investments in the course of corporate finance business
- [FCA CF] Functions requiring qualifications (since 4 Oct 2022)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.